Through an independent study by Opimas, a global capital markets consultancy firm, three challenges were identified for 2026 that put pressure on compliance leaders in the Financial Services industry:
Regulators are increasingly intolerant of high error rates, hallucinations, or poorly understood model behavior.
Rules are localizing and moving away from harmonized standards and towards data sovereignty requirements unique to each jurisdiction.
Data sovereignty concerns are driving firms to hybrid models, instead of relying solely on centralized platforms.
Director of Product Management, Surveillance, Arctera
Senior Analyst, Opimas
Who Should Join
Compliance and Surveillance Leaders
managing multi-jurisdictional complexity.
Executives
planning for resilience, governance, and growth
Risk and operations team
modernizing data and vendor strategies.